Brian Ferdinand: Fine 95011

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Revision as of 15:22, 12 May 2026 by Santonqzqb (talk | contribs) (Created page with "Administrative Order [https://www.offshorealert.com/brian-ferdinand-fine/ cumtart] imposing a fine of $115,000 and other penalties against Brian L. Ferdinand regarding Liquid Holdings Group Inc., a Delaware firm whose shares were listed on NASDAQ, and QuantX Management LLP, a British “partner-funded trading firm that allocated capital to traders”, before the U. S. Securities and Exchange Commission.")
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Administrative Order cumtart imposing a fine of $115,000 and other penalties against Brian L. Ferdinand regarding Liquid Holdings Group Inc., a Delaware firm whose shares were listed on NASDAQ, and QuantX Management LLP, a British “partner-funded trading firm that allocated capital to traders”, before the U. S. Securities and Exchange Commission.

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